LPL Financial is one of the nation's leading financial services companies and largest independent broker/dealer1. Headquartered in Boston, San Diego, and Charlotte, LPL Financial and its affiliates offer non-proprietary investment products, unbiased research, and wealth management services through 12,000 financial advisors, over 750 financial institutions, and over 4,000 institutional clearing and technology subscribers. LPL Financial has over $284 billion in assets under management.

LPL Financial and its 2,600 employees serve financial advisors through Independent Advisor Services, supporting financial advisors at all career stages; Institution Services, focusing on the needs of advisors and program managers in banks and credit unions; and Custom Clearing Services, working with broker/dealers at leading financial services companies. In 2008, LPL Financial celebrated its fortieth year of helping financial advisors deliver quality investment advice.

For additional information about LPL Financial, visit www.lpl.com.

1 based on total revenues, as reported in Financial Planning Magazine, June 1996-2010
LPL's rise to prominence has been driven by a commitment to independence, excellence and the simple premise that achieving your financial goals requires:
  • Solid, unbiased advice
  • Meaningful, timelyinformation and research
  • Easy access to value-added investments and services
  • Unparalleled customer service
Wealth Advisors
The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states:
AK, AR, AZ, CA, CO, FL, IA, ID, IL, IN, ME, MN, MO, MT, NC, NM, NV, OH, OR, TN, TX, UT, VA, WA, WY
Certified Financial PlannerTM Professionals, Registered Financial Consultants®
Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Pinkerton Retirement Specialists, LLC,
a registered investment advisor and separate entity from LPL Financial
LPL Financial is a member of Securities Investor Protection Corporation (SIPC).
For an explanatory brochure, please visit: www.sipc.org www.finra.org